Carol A. Shortall, CAMS, founded Compliance Solutions Group, LLC in 2007. CSG is a Philadelphia-based securities industry consulting firm specializing in Anti-Money Laundering procedures and audits, while also providing compliance and accounting services. This includes such services as drafting and amending of Written Supervisory Procedures, Continuing Education Needs Analysis and Training Plans, Business Continuity Programs, annual compliance meetings, FinOp/Bookkeeping services, Supervisory Procedures, Continuing Education Needs Analysis and Training Plans, Business Continuity Programs, annual compliance meetings, FinOp/Bookkeeping services, Supervisory Controls Reviews, branch office inspections, and NMA/CMA applications. Prior to forming CSG, Ms. Shortall worked for the U.S. Department of the Treasury – Comptroller of the Currency as a Bank Examiner specializing in AML audits throughout the Bank of America organization. Ms. Shortall’s more than 25 years of experience in the financial services industry was gained through various senior level compliance roles at several different broker-dealers. In addition, Ms. Shortall also spent over 5 years as a Senior Compliance Officer at FINRA (NASD) in the Philadelphia office. Ms. Shortall earned a bachelor’s degree in business administration in accounting and management from the Wharton School of Business at the University of Pennsylvania. Ms. Shortall holds the prestigious Certified Anti-Money Laundering Specialist designation and FINRA Series 7, 24, 28, 66, 79, and 99 registrations.